Insights

Disclosures:

Technology services including this website and our mobile app as well as various social features are provided by Northbound Group Inc. (D/B/A “Sproutfi”). See the Sproutfi Terms and Conditions for more information.

All securities and investments are offered to self-directed customers by Northbound Securities LLC (”Northbound”). Northbound is an affiliate Northbound Group Inc. Northbound is a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”). Northbound is also a member of the Securities Investor Protection Corporation (“SIPC”), which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). For additional information and an explanatory brochure, please see www.sipc.org . Additional information about Northbound can be found on FINRA’s BrokerCheck.

This website is not an offer, solicitation of an offer, or advice to buy or sell securities, or open a brokerage account in any jurisdiction where Northbound is not registered, nor should it be considered as legal, tax or investment advice. You should consult with an attorney, tax professional or financial professional regarding your specific legal, tax and financial situation.

Risk Disclosures and Other Important Information:

All investments involve risk, and the past performance of a security or financial product does not guarantee future results or returns. Where an investment is denominated in a currency other than the investor’s currency, changes in rates of exchange may have an adverse effect on the value, price of, or income derived from the investment. Keep in mind that while diversification may help spread risk, it does not assure a profit, or protect against loss. There is always the potential of losing money when you invest in securities or other financial products. Investors should consider their investment objectives and risks carefully before investing.

Investors should be aware that online trading has inherent risk, and system response, execution price, speed, liquidity, market data, and account access times are affected by many factors, including market volatility, size and type of order, market conditions, system performance, and other factors. An investor should understand these and additional risks before trading.

Content, news, research, tools, market data and securities symbols provided in conjunction with various Sproutfi product features, Sproutfi and Northbound communications and communications emanating from either entities’ social media community, market prices, data and other information available through Sproutfi are meant for informational purposes only and are not intended as a recommendation, or solicitation for the purchase or sale of any financial instrument. The information provided is not warranted as to completeness or accuracy and is subject to change without notice.

Services offered through the Sproutfi mobile app are offered only in jurisdictions where it is legal to do so. The availability of these services over the internet is not a solicitation for or offering of such services to any person in any jurisdiction where such solicitation or offering is illegal. Sproutfi reserves the right to limit the availability of such services to any person, geographic area, or jurisdiction, at any time and in its sole discretion. Sproutfi makes no representation that such services are appropriate or available for use in locations outside of the United States, or that accessing the sprout mobile app is legally permitted in countries or territories where such services may be illegal.

If you access the Sproutfi mobile app, you do so at your own risk and are responsible for compliance with local laws.

Additional important legal disclosures are on Northbound’s website, at http://www.northboundsecurities.com, and in the Disclosure Library on the website of Northbound’s clearing firm, DriveWealth LLC, at http://www.drivewealth.com. 141 Parkway Road, Suite 2C, Bronxville, NY 10708 USA